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Thomas O'Shaughnessy
Senior Director
Marcum Financial Services LLC
Investment Advisory Representative
Raymond James Financial Advisory

500 W. Monroe Street, Suite 2000
Chicago, IL 60661
Phone: 312.632.5192

Subject Matter Expertise
Financial Education
Retirement Plan Design
Strategy and Management
401k Enrollment/Education
Plan Benchmarking
Portfolio Management
Pre-Retirement Consulting
Fiduciary Services 3(38), 3(21)

Practice Focus
Partnerships/Sole Proprietors
Family Owned Businesses

Thomas O'Shaughnessy is an investment advisor representative at Marcum Financial Services, LLC based in Chicago, IL. With over 25 years in business and investment management experience, Mr. O'Shaughnessy has advised and developed financial products and programs for some of America's great companies. He has a particular passion for working with closely held and family owned businesses that ambitiously pursue their vision.

As a professional investment advisor representative, Mr. O'Shaughnessy focuses on building companies into wealth creation enterprises. He helps translate business success into financial success for both employers and employees through qualified and non-nonqualified compensation planning. These includes pensions, profit sharing plans, qualified employee stock option programs (ESOP), 401k programs, and non-qualified executive compensation planning.

Working with accounting and retirement administration firms, Mr. O'Shaughnessy is adept at integrating wealth planning with tax planning strategies. He has been asked to consult with banks about their approach to the retirement market.

In addition, he has been a panel speaker for the Profit Sharing Council of America and has designed internet-based programs used by more than 15,000 licensed financial advisors to improve retirement programs.

Mr. O'Shaughnessy holds a M.S. of Personal Financial Planning from the College Board of Financial planning. He is a University of Illinois, Champaign-Urbana graduate and is proud to have maintained his CERTIFIED FINANCIAL PLANNERTM certification since 1997 and was awarded the CHARTER RETIREMENT PLAN SPECIALISTTM and the MASTER PLANNER ADVANCED STUDIESSM designations in 2018.

He serves as the president of the Great Lakes Study Group, which is the Chicago chapter of the National Institute of Pension Administrators (NIPA), an organization devoted to the advancement of professionalism in the retirement plan industry.

Professional & Civic Affiliations
Great Lakes Study Group (NIPA), President of Chicago Board
Knights of Columbus, St. Margaret Mary Council 16011, Past Treasurer, Lecturer, Founding Council Member
St. Margaret Mary Parrish, Catechist

Masters of Science in Personal Financial Planning
College of Financial Planning
College Board of Financial Planning

Bachelor of Arts
University of Illinois Urbana-Champaign


Check the background of this firm on FINRA's BrokerCheck

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

Marcum Financial Services, An Independent Firm

Securities offered through Raymond James Financial Services, Inc. Member FINRA / SIPC

Investment advisory services at the New Haven, CT office are offered through Raymond James Financial Services Advisors, Inc.

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