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Marcum Financial Services

Ellen Spathis


 
Client Service Associate
Marcum Financial Services, LLC


 

10 Melville Park Road
Melville, NY 11747

Ellen Spathis is a client service associate at Marcum Financial Services. With over 18 years of experience in the financial services industry, she is dedicated to providing support to the team and implementing an overall positive client experience.

Ms. Spathis’ primary focus is on client relationships, assisting with account inquiries, account opening and maintenance, and effective communication to provide relevant information in a timely manner.

Her background is in retirement planning and investment consulting, with experience at Taft-Hartley Defined Benefit Funds and Health & Welfare Funds, as well as Morgan Stanley and UBS Financial Services Inc. She began her career at Goldman Sachs & Company in private wealth management while earning her M.B.A. from Hofstra University.

Ms. Spathis currently holds her Series 7, Series 6, Series 63, and Series 66 licenses, and has a certification in the Essentials of Investment Consulting Certificate Program from the Investment Management Consultants Association.

Licenses & Certifications
  • Series 7, Series 6, Series 63, Series 66
  • Investment Management
  • Consultants Association,
  • Certificate in Essentials of Investment
  • Consulting Certificate Program
Subject Matter Expertise

Client Service/Experience
Client Reporting
Private Financial Plans
Implementing Processes
Retirement Planning
Investment Management
Asset Allocation

Practice Focus

High-Net-Worth Individuals & Families
Business Owners

Education

MBA, Finance, BBA, International Business
Hofstra University, Frank G. Zarb School of Business

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ABOUT RAYMOND JAMES

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

Marcum Financial Services, An Independent Practice

Marcum Financial Services is not a registered broker/dealer and is independent of Raymond James Financial Services, Inc. Member FINRA / SIPC. Investment Advisory Services offered through Raymond James Financial Services Advisors, Inc. and Marcum Financial Services, LLC.

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Headquarters
10 Melville Park Road
Melville, NY 11747

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631.414.4020
info@marcumfs.com

 

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